Evidence-Based Medicine: A Strange Chimera

Ariane Hanemaayer. The Impossible Clinic: A Critical Sociology of Evidence Based Medicine. Vancouver, Toronto: UBC Press, 2019; 198 pages, hardcover £60.00; ISBN 0774862076

By Sahanika Ratnayake

To begin with a caveat, I am somewhat  unsuitable reviewer for Ariane Hanemaayer’s The Impossible Clinic, a historical and sociological account of the Evidence Based Medicine Movement (EBM). I am an analytic philosopher of science working on contemporary psychotherapies, reviewing a book in sociology. My interest in the book is thus from a cross-disciplinary perspective. What I am unable to offer is something the book thoroughly deserves —  an evaluation on its own terms, as a contribution to the sociological literature on EBM and more broadly, the sociology of medicine and governmentality.

EBM by now is a staple of contemporary medicine, with all manner of fields from psychotherapy and nursing, to new pharmaceuticals and medical technology claiming to be evidence-based. It is a strange chimera, at once an evaluation of interventions, a justification for healthcare policies and a claim to a certain kind of legitimacy. The early development of EBM is similarly multifaceted, with (at least) two main threads, each corresponding to a particular geographic region.

The first concerns the appraisal of evidence for clinical interventions in medical research. Randomised control trials are used to measure the efficacy of clinical interventions and these trials are in turn amalgamated and appraised via systematic reviews and meta-analyses. This thread in the development of EBM, the history of which is still to be written, centers largely on the United Kingdom and involves key developments such as the widely publicised use of a randomised control trial to test the efficacy of streptomycin for tuberculosis, Archie Cochrane’s critique of the prevailing medical research literature and  the resulting establishment of the Cochrane Collaboration in 1993 by Iain Chalmers

The second thread concerns the exercise of clinical judgement. In the late 60’s, medical authority came under scrutiny, as the basis for clinical judgements seemed to be based on nothing more than the authority of practitioners,  resulting in variation across practitioners and interventions that were at best inefficacious and at worst, dangerous for patients.  Championing the need to ground clinical judgement in something other than the intuitions of practitioners, David Sackett and various colleagues such as Brian Hayes and Gordon Guyatt at McMaster University in Ontario, Canada, developed first the application of epidemiological principles to clinical judgements, then a novel program of medical training to improve the ability of clinicians to engage in “critical appraisal” of the research literature, so that the results of research could applied directly to the bedside. Naturally these two threads are intertwined in that moving the ground for clinical judgement away from the authority of individual practitioners and towards evidence, involves an understanding of what constitutes good evidence.

The focus of Hanemaayer’s book is on this second thread. Using a Foucauldian genealogical approach to consider the emerging field of clinical epidemiology, and later EBM at McMaster University, Hanemaayer asserts that “EBM is an impossible project” as it ultimately produces a situation that is antithetical to the original goal of promoting clinical appraisal (p.ix-x).

Chapter 1 provides a background to the critiques, both internal and external to medicine, which brought clinical judgements under scrutiny and demonstrates how clinical epidemiology was developed as a response to these critiques. Chapter 2 considers the various background and institutional forces which supported the development of clinical epidemiology as well as the new training site and program for the McMaster Medical School. Chapter 3 describes the training program and the advent of “Problem Based Learning” which aims to train clinicians who can independently appraise research evidence for use in practice. Chapter 4 describes the creation of Clinical Practice Guidelines, which arose out of a need to summarise the ever-growing research literature and to further standardise clinical decision making. In Chapter 5, Hanemaayer reiterates her central argument: instead of creating clinicians that are capable of exercising their own critical judgement, judgement is instead externalised to Clinical Practice Guidelines. The concluding chapter situates her work within the sociological literature on EBM and studies of governmentality.

There is a desperate need for work such as The Impossible Clinic as the current literature on EBM, tends to focus on the first thread and insofar as there is a history or background to EBM, it is recounted predominantly by those within the discipline such as Sackett.  For instance philosophical work on EBM focuses on the claim to “evidence” and its various shortcomings, as in the work of Nancy Cartwright, Jeremy Howick and Jacob Stegenga. The book’s focus on the training of clinicians and the shaping of clinical judgement provides an opportunity to see the way in which these two threads are linked. For example, flawed as the methods of meta-analysis are, they become somewhat more understandable when we consider the need to summarise a large body of research for use in clinical practice. The main historical account of EBM by Jeanne Daly, draws largely on interviews with key individuals. As such, Hanemaayer’s contribution — focusing as it does on archival research — is a valuable complement to existing work by historians.

The sheer range of archival resources considered in the book — from clinical epidemiology textbooks, private correspondence, policy documents, to records of licensing board hearings — is an impressive accomplishment, presenting a rich picture of the early days of EBM. I was thrilled at the inclusion of building plans for the new medical school, which provide a striking illustration of the adoption of new ideas into medicine through the sharing of physical space with other disciplines (namely, biostatistics and clinical epidemiology), and also the way in which the novel teaching programme was reflected in the new teaching rooms and resources.

I must admit that, in the context of cross-disciplinary interest in EBM, Hanemaayer’s book might be a difficult read. Key players such as Sackett and Guyatt are mentioned or quoted casually early on (p. 4-5) without the usual short description of their importance that typically accompanies first mentions in historical accounts. Those not conversant on the technical details of EBM are also likely to face some confusion with key terms such as ‘randomised controlled trials’ explained cursorily (p.34). More ‘signposting’ and explanation in introducing EBM would have made the book far more accessible for a cross-disciplinary audience. This is perhaps not so much a criticism of the work — as Hanemaayer understandably takes herself to be engaging with extant sociological scholarship and thus assumes a level of familiarity with the area — but rather a caution for others working on EBM, to note that their work will be read with intense interest by those outside their discipline.

I found the central thesis of the book not wholly persuasive, as it suffers from the same issue as Foucauldian genealogical accounts more generally when they attempt to demonstrate an internal tension or failing. In the case of Foucault, whether one thinks the prison apparatus has failed in its goal of punishing humanely and educating prisoners (Discipline and Punish as cited on p.174) depends on whether this was in fact the goal. Similarly, whether EBM has failed in its goal depends on whether fostering critical appraisal in clinicians was the goal.

As Hanemaayer herself notes, “the history of EBM should not be thought about as a linear correction of the problems of clinical judgement” (p. 190). If we take the goal of EBM to be grounding clinical practice in evidence rather than the idiosyncratic views of clinicians or to improve healthcare outcomes for clients it is unclear that EBM has failed.  The studies cited in Howick’s The Philosophy of Evidence Based Medicine (p. 168-176), suggest that EBM recommendations consistently outperform individual clinical judgements. Furthermore, the striking case with which the book opens — the administration of soapy enemas before childbirth — and the lapse in the practice as a result of EBM, invites reflection on whether the situation for clients has improved following the introduction of EBM. That there is a certain irony and tension in the fact that critical appraisal has been replaced by Clinical Practice Guidelines is undeniable, but given the multiple threads to EBM, it is unclear that it has failed outright.

Not only does The Impossible Clinic fill in the gaps of the development of EBM and reorient the tale towards the neglected thread of clinical judgement, itdoes what all good historical investigations, particularly genealogies do — it allows us to look at what has become tacit and familiar with fresh eyes. I read the book as I taught ethics to medical students and found myself understanding certain peculiarities — such as their tendency to tackle normative questions with the same approach that one would use to scrutinise experimental design and the strange fact that a philosopher was teaching them in the first place — which have their roots, at least in part, in the interdisciplinary training program developed at McMaster. 

Sahanika Ratnayake (@SahanikaR) is a PhD candidate at the Faculty of Philosophy at the University of Cambridge. Her PhD project is a philosophical appraisal of Cognitive Behaviour Therapy. She recently received an honourable mention for the 2020 Jaspers Award by the Association for the Advancement of Philosophy and Psychiatry; the paper is entitled, “It’s Been Utility All Along: An Alternate Understanding of Cognitive Behavioural Therapy and The Depressive Realism Hypothesis”. Her previous work on mindfulness can be found at the Journal of Medical Ethics and the online magazine Aeon.

On being implicated

Stephen Frosh. Those Who Come After: Postmemory, Acknowledgement and Forgiveness; London: Palgrave Macmillan, 2019; 246 pages, hardcover £64.99; ISBN 978-3-030-14852-2

By Roger Frie

How do we live with inherited traumatic memories of genocide and racial violence? Is it possible to ever atone for crimes against humanity, let alone forgive perpetrators of such crimes? What is the nature of historical responsibility and how does it relate to the silent complicity? Can we be implicated in injustices that we did not personally cause? These are the kinds of questions that reading Stephen Frosh’s deeply perceptive new book, Those Who Come After, evokes in the reader.

With his characteristic depth of analysis and breadth of knowledge, Frosh guides his readers through a complex ethical terrain while addressing the ever-present reality of historical trauma. Drawing variously on psychoanalysis, philosophy and social theory, Frosh invites us to struggle with him as he explores the history’s shadows and the afterlife of mass crimes that shape our current lives. At a time when the meaning of history is often questioned and governments seek to dictate how the past is remembered, Frosh emphasizes the effects of history’s traumas and considers why we are obligated to respond.

Those Who Come After is organized around interrelated themes and concepts: postmemory and the ghosts of traumatic history; silence and silencing; acknowledgement and responsibility; atonement and repair; and perhaps most difficult of all, reconciliation and forgiveness. Each theme is expanded in chapters on the politics of encounter, memorialising, the role of art and music in memorialisation, and German philosophy under National Socialism. Frosh doesn’t just engage in theoretical analysis but locates themes within a specific time and place drawing, for example, on the traumas unleased by the Holocaust and the challenge of post-Holocaust memory; the policies of apartheid South Africa and the role of the Truth and Reconciliation Commission; and the history of slavery and its afterlife in the United States. He also analyses the political histories and current realities in regions as diverse as Brazil, Israel, the Palestinian Territories, and Germany.

Using an interdisciplinary approach, Frosh weaves together different levels of experience: spatial, interpersonal, perceptual and embodied. The point, of course, is that the afterlife of traumatic history is encountered in various ways and on multiple levels. Memory is always affectively charged. In this sense as well, Frosh is right to draw on thinkers from different disciplines ranging from Hirsch and LaCapra, Benjamin and Butler, Levinas, Heidegger and Arendt, to Derrida and Žižek. There are others, and I list these interrelated themes, experiential realms, disciplines and thinkers only to offer a glimpse of the sheer scope and richness of Frosh’s book, which can be read sequentially or in individual parts. What should be clear is that this book will reward the reader who, like me, chooses to return to it time and again.

How a reader responds to what Frosh says will depend in part on their own subject position, to where they are located at the intersection of culture and history. As a German descendant whose grandparents were members of the German generation of perpetrators and bystanders, many of the themes Frosh explores are familiar to me. Yet they are not easily addressed, whether in one’s personal life or in our social interaction with others. This became patently clear to me when, relatively late in life, I discovered that my maternal grandfather, whom I had known and loved as a child, was a card-carrying member of the Nazi party (Frie, 2017). It was an unspoken family history that had been covered over by a blanket of shame and silence and was revealed only by my chance discovery of a photograph of my young grandfather in uniform. Like many German descendants, I had been raised with an understanding of the importance of knowing about and remembering the Holocaust and Germany’s heinous crimes under National Socialism. After learning of my own family’s unspoken Nazi past, I struggled with memory its implications. What did it mean for me to inherit a dark past that took place before I was born, a history that I did not participate in, but to which I am inherently connected by way of family, language, and community? How do we understand the dynamics of German postwar memory which obligates descendants to engage in collective remembering but often enables private family memory of the Nazi past to be kept at bay? My family’s history, it turns out, is hardly unusual. There are many third-generation Germans who feel a sense of responsibility to remember, but know very little about the degree to which their own relatives supported the Nazis, enabled their hateful policies, or were directly involved in the crimes of the Holocaust. How, ultimately, do we respond to unwanted perpetrator legacies?

I am implicated in the community of silence in which I grew up and have an obligation to remember and to speak out. But as Frosh asks, what of the issues “to which I have had very limited exposure and of which I have no direct experience?” (xviii). Does my complacency in the face of past crimes and current societal injustices make me in some way complicit in them? What does it mean to be implicated? For example, as a white German-Canadian male I inevitably benefit from the history of colonialism that has shaped Canadian society. How do I address the legacy of suffering experienced by the First Nations in Canada, or by African-Canadians whose ancestors were enslaved and continue to experience injustice as a result of systemic racism? What is my role in this process and how do I respond to the discomfort I feel when I begin to acknowledge it? As Frosh points out, “This is what it means to be implicated; it is not comfortable and it is not always clear what one should do to turn a general ethical impulse into practical action that is not self-abnegating yet is open to the needs of the other, towards whom one has a responsibility” (p. 81).

At several points in his analysis, Frosh draws on Christina Sharpe’s important book, In the Wake: On Blackness and Being.  The wake of the slave ships that forcibly carried some twelve million Africans to a life of enslavement in North and South America have continued to shape black lives despite the passage of time. The cruelty and suffering of the past have carried on into the present. In the United States, African Americans have been subjected to slavery, lynching, Jim Crow, and now mass incarceration. In a similar sense, we might say that the wake of those slave ships has ensnared members of the white majority, a great many of whom continue to engage in denial and silence even as the growth of white nationalism has come to pose a clear and present danger.

Frosh is sensitive to the challenges of considering the interconnections between victims and perpetrators and their descendants, the kind of relationship that the German-Jewish historian, Dan Diner once described as a negative-symbiosis. As Frosh states: “In claiming the right to engage with any experiences, even those that are not my own, I risk setting myself up as a translator of things that perhaps should not be translated, potentially taking them away from those who actually ‘own’ them and have the sole entitlement to articulate them” (pp. xiii-xiv).  This is a very real concern, yet Frosh concludes, “being an ethical subject means knowing that you cannot avoid taking responsibility for another’s suffering by saying that they haven’t actually asked for help” (p. 30). In this sense, at least, he invokes Emmanuel Levinas’s well-known injunction that our responsibility for the other person is always primary.

On the difficult theme of forgiveness, Frosh turns to Heidegger’s engagement with National Socialism and the contrasting responses of Levinas and Arendt. As Frosh makes clear, the issue is highly complex. But in the briefest sense we might say that that Levinas was unable to forgive Heidegger for his embrace of the Nazis, while Arendt, who was romantically linked to the philosopher, was more equivocal. From there Frosh turns to the narrative of the black South African, Pumla Gobodo-Madikizela, who grew up under apartheid. Gobodo-Madikizela’s account of her relationship with the apartheid killer, Eugene de Kock, has become well-known and gives way to a nuanced discussion of culpability, atonement and the possibility of forgiveness in South Africa. Frosh carefully considers the different positions and their ramifications, while recognizing the need to find a route towards a shared experience that can move beyond the victim and perpetrator dyad. This is difficult terrain to be sure, and Frosh concludes that “murder in the service of apartheid; sadistic and cruel violence; abusing one’s position to explicitly advance Nazism? There is a limit, surely, and maybe these examples are where it has been breached” (p. 147). Finding a path forward is incredibly hard, yet vitally important. Acknowledgement, atonement and reparations cannot, in themselves, absolve anyone of the grievous wrongs committed, though they may at least open a space for dialogue and the possibility of future reconciliation.

Reconciliation between the victims and perpetrators of the Holocaust was quite impossible to imagine, but the circumstances for their descendants have proved different. Eva Hoffman, on whose work Frosh draws, makes a related observation when she acknowledges the way in which the children of Holocaust survivors like herself are paradoxically connected with the children of the German perpetrators and bystanders:

The Germans born after the war, I began gradually to realize, are my true historical counterpoint. We have to struggle from our antithetical positions with the very same past.…While the conflict for children of victims is between the imperative of compassion and the need for freedom. … How can you [the German second generation] ever come to terms with the knowledge that your parents, your relatives, the very people for whom you have felt a natural, a necessary affection, are actually worthy of moral disgust? That the relative who was fond of you, or a neighbor who treated you nicely, or indeed your mother or father, may have performed ghastly deeds? Or that the whole previous generation, which has served as your first model of adulthood, is tainted by complicity with such deeds? (pp. 118–119)

As Hoffman suggests, in the aftermath of genocide and racial violence the work of memory is laden with emotion, conflicted loyalties, fears, and fantasies. In a related sense, I believe the work of historical responsibility requires us to confront our emotional investments in long-cherished narratives and look for counter-narratives that can be difficult to discern. As long as the perpetrators and enablers remain abstract historical figures, questions of responsibility and implication are kept at bay. But what separates “us” from the perpetrators and enablers of past genocides may be little more than historical experience. As current rates of racial violence suggest, like them, we also have the capacity to dehumanize, mistreat and deeply injure others.

Those Who Come After is indispensable for anyone wishing to understand how the legacies of suffering that have resulted from the perpetration of mass crimes continue to shape us long after they are committed. The book’s interdisciplinary scope, like that of the Studies in the Psychosocial series in which it was published, forms a valuable addition to a field that is often dominated by narrow disciplinary accounts. Like Frosh’s earlier writings, Those Who Come After is filled with nuance and sophistication and asks to be revisited, rewarding the reader each time anew. Drawing on a rich and diverse body of knowledge, Frosh lays bare the human struggle with historical trauma, its lingering effects into the present, and the possibility of reconciliation and forgiveness in the future.

Roger Frie is a Professor and Clinical Psychologist at the Faculty of Education at Simon Fraser University in British Columbia, Canada. He lectures and writes widely on historical trauma, cultural memory and human interaction and additionally is a practicing psychotherapist and psychoanalyst. He is author most recently of Not in My Family: German Memory and Responsibility After the Holocaust (Oxford University Press, 2017).

References:

Frie, R. (2017). Not in my family: German memory and responsibility after the Holocaust. New York, NY: Oxford University Press.

Hoffman, E. (2004). After such knowledge: Memory, history and the legacy of the Holocaust. New York, NY: Public Affairs.

Sharpe, C. (2016). In the Wake: On Blackness and Being. Durham, NC: Duke University Press.

Mind Fixers

Anne Harrington. Mind Fixers: Psychiatry’s Troubled Search for the Biology of Mental Illness; New York, NY: W. W. Norton & Company, 2019; 384 pages; hardcover $27.95: 978-0-393-07122-1  

By Violeta Ruiz Cuenca

In 2013, the American Psychiatric Association published the fifth edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM-5). The DSM was first created in 1952 with the purpose of defining and classifying mental conditions in order to aid diagnosis and treatment. Since this first edition, the manual has undergone multiple changes and revisions, the most notable of which is the decrease of the influence of psychoanalysis in favour of biological theories of the cause of mental disorders. This so-called ‘biological turn’ in psychiatric thinking, which took place over the 1980s, supposedly as a result of discoveries in neuroscience, genetics, and psychopharmacology, is the focus of Anne Harrington’s new book, Mind Fixers. In it, she argues that the current dominant narrative among psychiatrists that presents the ‘biological revolution’ as a triumph over the erroneous Freudian ideas of the 1940s and 50s is incorrect. Instead, she shows how the popularisation of psychoanalytical ideas in the early twentieth century, followed by the biological turn later in the century, is more a result of professional crises within the groups than of the discovery of any decisive piece of science.

Harrington’s study begins by focusing on the debates that took place between (and within) the biological and psychoanalytical theories as each tried to identify the causes of mental illnesses during the late-nineteenth and twentieth centuries. The first part of the book centres on the development of nineteenth-century brain psychiatrists, the popularisation of psychoanalytical theories after the First and Second World Wars, and the progressive overhaul of these ideas by biological psychiatry in the second half of the twentieth century. She convincingly argues that the root cause of the debates, especially during the twentieth century, was one of professional rivalry. Debates over expertise and authority were rampant and often arbitrary, since psychiatric theories were commonly a result of new therapies that seemed to give insight into how the mind and brain worked, rather than the other way around (that is, preceding the development of new forms of treatments). In this section, Harrington demonstrates how psychiatry has a guilty past in which it effected abuse on patients, covering notorious examples such as Edgar Moniz’s popularisation of lobotomies in the 1930s and the classification of homosexuality as a mental disorder until the DSM-III-R (1987), as well as lesser known ones, like the medical director Henry Cotton’s abuse of the therapeutic effort to treat schizophrenic patients through the extraction of supposedly infected organs in the body at the New Jersey State Lunatic Asylum in the 1910s and 20s.

The second part of the book focuses on three different diseases – schizophrenia, depression, and bipolar disorder – in order to show that there was never one single, dominating theory that explained each condition. Instead, biological and psychoanalytic theories co-existed and even influenced each other in the development of new ideas. Furthermore, Harrington shows that these changes in the theories were not only caused by psychiatrists and their research, but were also highly influenced by other factors, such as changes in the psychopharmaceutical legislation, social movements like the feminist and anti-psychiatry movements of the 1960s and 70s, popular responses to unethical scientific studies and the questionable application of psychiatric ideas to court cases. This allows the author to convincingly argue that psychiatry’s search for a biological explanation of mental conditions was pluralistic (and messy), and cannot be told in a simple, linear way.

Finally, in part three, Harrington reflects on the ways in which the promises made by biological psychiatrists to offer the key to managing mental illness have unravelled since the 1990s, arguing  that psychiatry has paid the price for its arrogance in former years, having made promises that it could not deliver. This section includes her own first-hand experiences, like the pessimistic atmosphere that permeated the launch of the DSM-5. Rather than presenting a set of conclusions, Harrington opts for an Afterthought where she presents a new way of doing psychiatry, one in which patient well-being is at the centre of treatment, and in which dialogue between patients, families, and doctors serves to generate powerful leverage against big pharma.

Throughout the book, it becomes evident that the true protagonists of the story are not the professionals, but rather the patients and their families, who suffered the practical consequences of the changing medical discourses, competing theories, and arguments over professional expertise and authority. Her interviews with these groups, and perhaps in particular with the mothers who lived with mental illness in their families through the 1970s, makes Harrington especially sympathetic to their plight. The popularisation of different theories since the 1940s, like the “dissociative-organic types of parents” or “refrigerator mom”, that blamed the development of autism in children or schizophrenia in adults on the parents, had severe consequences on the families, while patients were affected by either the over-medicalisation of their disease with drugs that often turned out to have dangerous side-effects, or with the lack of access to drugs in a system that overvalued the success of psychoanalysis.

Mind Fixers certainly serves to stir debate among psychiatrists and is clearly a useful tool for patient/family activist groups at present. It is likely that the main purpose of the book is precisely that; the engaging writing style and the affordable price make it readily accessible to a general audience. However, as a work of scholarship in the History of Medicine, it has some serious methodological shortcomings that limit its usefulness to an expert audience. One of the main drawbacks is the attention paid to individual actors and their motivations, often giving character evaluations and presenting new ideas as ‘discoveries’ that seem to emerge out of their genius (or malice, or absurdity), failing to contextualise the political, social and cultural context in which they emerged. For instance, in chapter one, she describes Emil Kraepelin as an impassioned workaholic who developed his approach to the classification and diagnosis of mental conditions because he decided to ‘shift gears’, and the degree to which it was accepted by his colleagues depended on his individual ability to persuade them. One doesn’t have to be an expert in Kraepelin to know that this characterisation of his persona is problematic. Despite criticising heroic origin stories for generating caricatures of historical actors, she generates the same kind of narrative, which has long been inadmissible in the field of History of Science.

Harrington’s focus is admittedly on the twentieth century and the USA, but a significant issue with grand narratives is that they run the risk of over-simplification. Harrington’s leaps from different national contexts, characteristic of these types of narrative, are problematic in this sense, since they not only assume a static interpretation of concepts, but also obviate the fact that these ideas had to be transported to different contexts, very often undergoing a process of appropriation, therefore making these processes far more complex than they might initially seem. Following on from the example above, a deeper reflection on how Kraepelin’s ideas were appropriated in the USA, and the reasons why they were accepted, contested, or modified, would have provided a richer history than that which is on offer.

Additionally, while Harrington argues that a plurality of interpretations existed, her narrative still leans towards the linear: one dominant interpretation is replaced by another without an exploration of how multiple theories of mental illness co-existed at the same time. For example, in chapter three, ‘A Fragile Freudian Triumph’, she claims that the consolidation of psychoanalytic theories after the Second World War had more success than physical therapies because the human fellowship they appealed to seemed to have more long-lasting effects than any physical treatment; ‘[a]nd then drugs arrived’, in Harrington’s words, and changed the state of affairs.  The book’s analysis of the reasons for this plurality – economic, social, political, and cultural – remain superficial, while mentions of race and gender issues are brief and serve to argue the case that psychiatry failed in its mission, rather than to explore the ways in which power was instituted to oppress or benefit different groups. These issues result in an overly simplistic analysis, which can be useful for political purposes, but is disappointing to the historian.

Harrington’s analysis of the actors involved suffers from the same problem, and is especially salient in the case of the patient and family groups, whom she presents as a homogenous bloc who were victims of, and stood together against, the professional rivalry that plagued psychiatry. This generates a single narrative about patients and their families, and how they were affected by the discipline and its institutions, obfuscating the plurality of attitudes towards psychiatry within these groups. For instance, Harrington makes no mention of grass-roots movements and radical patient groups who self-identified (and identify) as survivors of the psychiatric system, and who were often forced into psychiatric detention by their families.  Furthermore, Harrington places too much emphasis on a single factor – often the development of a new pharmaceutical drug – as the cause for change, rather than showing the messy and disjointed way in which change happens.

Although the point of the book is to show that the idea of ‘progress’ in psychiatry is erroneous (an idea that is well-accepted within the History of Science), Harrington occasionally makes statements that suggest an inclination towards this idea, even if it is not explicitly articulated. The book’s description of neurasthenia, a late-nineteenth-century disease considered to be a result of the modern condition of the struggle for survival that characterised the period, as a ‘fictive’ disease in the afterthought is surprising. It reduces the condition to nothing more than a label without contextualisation within the moment from which it emerged – something the book does not do when it comes to discussing schizophrenia, depression, or bipolar disorder.

Mind Fixers reads better as an introductory text for undergraduate medical and psychology students who are training to be practitioners, or for family and patient groups who are interested in the history of the profession, than for historians of psychiatry or of any other sub-discipline within the field. It reflects the disillusionment that currently plagues the field of psychiatry, especially since the publication of the fifth Diagnostic and Statistical Manual (DSM-5) in 2013, and the frustrated struggle of patients and families to find a solution to the way in which their lives are affected by mental health, poor institutional support, and lack of adequate treatment for their condition. Still, it holds hope that a new approach within psychiatry is in the making, one which builds on the interdisciplinary relationship between the humanities and the sciences. In that sense, Harrington’s book is certainly a success.

Violeta Ruiz is a PhD candidate in the Centre for the History of Science at the Universitat Autònoma de Barcelona. Her thesis explores the links between neurasthenia and modernity in Spain between 1880 and 1930, focusing on the points of intersection between medical, national and gender discourses and the constructions of identity at the time. During her PhD, she has carried out research residencies at the Department of History, Classics and Archaeology at Birkbeck, University of London (winter/spring 2016) and at the Centre for the History of Emotions at the Max Planck Institute for Human Development in Berlin (autumn/winter 2018-2019). She recently delivered a paper titled “Ambition, Responsibility, and ‘The Struggle for Survival’: The Medical Discourse of Neurasthenia in Spain in the Fin de Siècle” at the ‘Diseases and Death in Premodern and Modern Era’ Workshop that took place from the 10-11th of December 2019 at the University of Pardubice, Czech Republic.

Homo Cinematicus

Andreas Killen. Homo Cinematicus: Science, Motion Pictures, and the Making of Modern Germany; Philadelphia, PA: University of Pennsylvania Press, 2017; 280 pages; cloth edition £65; ISBN: 9780812249279

By Anna Toropova

Andreas Killen’s rich and incisive study takes its title from a 1919 press article linking the cinematic medium to the emergence of a new psycho-physiological type – a ‘cinematically conditioned mass man’ who was easily swayed and misled, held captive by the images unfolding on screen (2). Cinema’s power over the minds of its viewers continued to present a source of concern for German officials and scientific and medical experts in the interwar period.  Conservative critiques of the cinema as a public health risk that sapped viewers’ bodily capacities and corroded their morals and will could be heard in both the Weimar Republic and Nazi Germany. As Killen shows, however, the medium’s capacity to act on and shape its publics was a source of intense fascination as well as anxiety. Showcasing the varied potentialities that cinema embodied during this period, Killen explores attempts to reform the medium and harness its powers for the tasks of enlightenment, scientific investigation and political persuasion. Whilst acknowledging that cinema’s harnessing to the task of social reform reached full fruition under the Nazis, Homo Cinematicus traces the origins of this enterprise to the period of the First World War. The cinema, Killen argues, formed a constitutive part of a new form of politics that set its sights on the regulation and management of the social body.  Exploring cinema’s participation in the project of human and social remaking, Homo Cinematicus is a valuable addition to the growing body of scholarship on cinema’s coincidence with an ‘art of government’ centred on the cultivation and ‘improvement’ of human life, as well as a vital contribution to scholarship on the entanglement of cinema and medicine.

The book’s five chapters explore different facets of the interface between scientific and medical expertise, politics, and cinematic technology. Chapter one traces the deployment of film as an investigative, diagnostic, documentative and pedagogical tool, as well as a means of translating scientific ideas to a mass public. Killen’s account of film’s emergence as a resource across a wide range of scientific disciplines (including industrial psychology, neurology, psychiatry and psychoanalysis) showcases the medium’s development in parallel with the human sciences coming to assume an increasingly dominant role in the interpretation and resolution of social problems. Deployed in psychiatric classification and intelligence testing the cinematic medium was relied upon to produce new forms of knowledge about the population. The chapter’s exploration of cinema’s function not only as a means of scientific documentation but as a mass-media platform for voicing popular anxieties about the power of scientific knowledge introduces one of the book’s central themes— the unstable boundaries between the scientific and the fiction film.

Taking the extended campaign to cleanse the cinema of ‘trash’ as its subject, Chapter 2 hones in on physicians’ efforts to medicalise the problem of Schund, as it was called in German. Killen shows how the First World War enabled scientific experts to shift the terms of the censorship debate to the adverse health effects of ‘trash’ cinema. If Kara Ritzheimer’s recent work on the anti-Schund campaign in Germany drew attention to the depiction of censorship as a social welfare measure specifically targeted at protecting children and adolescents, Killen’s approach is to hone in on the new language assumed by censorship bodies after the war, a rhetoric that abounded with ‘medical tropes of disease, addiction, infection, and contagion’ (81). The Weimar period would see medical experts assuming an increasingly pivotal role in the evaluation, production and censorship of films. Homo Cinematicus thereby ties the aims of the cinema reform movement to the tasks of social and mental hygiene, situating the anti-Schund drive within broader medical campaigns to improve the population’s health. Chapter 3 turns the focus onto hypnosis, exploring not only its prominent place in scientific and medical discourses on the cinematic medium but also its emergence as a central theme in Weimar cinema. While the contemporary anxieties surrounding cinema’s ‘hypnotic properties’ will be well known to readers familiar with the work of Scott Curtis and Stefan Andriopoulos, Killen’s linking of cinematic portrayals of powerful mind-doctors in films such as Dr. Mabuse the Gambler (Lang, 1922) to popular anxieties over the post-war expansion of human scientific knowledge casts the topic in a new light.  

The most well known ‘product’ of the cross-fertilisation of cinema and the human sciences in early twentieth-century Germany – the health enlightenment film – is the subject of chapter 4. Opening with reference to a Nazi production that makes the case for compulsory sterilisation (Inheritance, 1935), the chapter traces the origins of the race hygiene propaganda film to the social and sexual hygiene films of the Weimar era. Killen unravels the enlightenment film’s characteristic hybridity – its reliance on the conventions of commercial as well as scientific filmmaking – against the backdrop of post-war calls for ‘imperceptible’ or ‘veiled’ propaganda and greater attention to questions of viewer engagement. The chapter’s concluding reading of the audience strategies deployed in Inheritance illuminates the ‘hygienic’ mode of vision cultivated by the enlightenment film. The book’s final chapter turns the focus on a campaign that paralleled the drive to rid German cinema of Schund – hygienists’ protracted battle against superstition, culminating in the 1941 campaign against medical charlatanism. Despite forceful attempts to suppress lay practices of hypnosis and to reclaim the practice for medical science, the lines between charlatan and ‘man of science’ remained ill defined. The mesmerising occultists and corrupt clairvoyants incarnated on screen served, Killen argues, as the uncanny doubles of ‘all-powerful’ and ‘all-knowing’ medical experts. 

As Homo Cinematicus rightly acknowledges, one of the most striking manifestations of the early twentieth-century overlap between science, medicine and cinema was the emergence of attempts to scientifically study and manage film’s effects on audiences. The book’s persistent emphasis on the significance of ‘the science of reception’ is not, however, matched by an in-depth exploration of this development in interwar Germany. To be sure, chapter one refers to experimental attempts to test the impact of film stimuli on the psychophysiology of adult viewers in 1913 and chapter four mentions Nazi-era psychological research on adolescent and young adult viewers. A more extensive analysis of the research methods deployed in such investigations and the impact of audience studies on either official policies or film industry practices would help to further substantiate the book’s claim that scientists became ‘authorities on questions of audience reception’ (21).

Nevertheless, Homo Cinematicus is a rigorous, thought-provoking, eloquently argued and nuanced account of the partnership between cinema and science in political projects of mind-body transformation. In bringing to light the intricacies of cinema’s involvement in the task of human engineering, Killen is commendably sensitive to the limitations and frustrations of this undertaking. The desire to take full command of cinema’s ‘exceptional powers as a medium of “mass influencing”’, Homo Cinematicus contends, was an ambition that was only partially realised (197). The campaign against cinematic Schund, for example, was undermined by the sexual enlightenment film’s unsettling of the very distinction between ‘trash’ and ‘edification’. The difficulty of delimitating what was trash and what was not, Killen argues, continued to undermine censorship efforts. The persistence of public anxieties surrounding medical authority is another example of the disappointments encountered by efforts to mobilise cinema’s opinion molding potential. As Killen persuasively shows, Weimar cinema’s tradition of presenting ‘doctors of the mind’ as mesmerising criminal figures (an image underwritten by anti-semitic fantasies) proved difficult to diffuse in the context of Nazi policies that often seemed to confirm the public’s long-held suspicions of ill-intentioned physicians.

Many readers of Homo Cinematicus will be struck, no doubt, by the parallels between the medicalised discourse on the power of cinema in post-war Germany and efforts to transform the cinema into a tool of edification elsewhere. The foundation of the International Institute of Educational Cinematography in Rome in 1928 – a League of Nations-sponsored research centre that published its findings in five different languages – testifies to the way in which experts across interwar Europe and the US sought to harness cinema’s influence for the purpose of bettering society. Killen’s close attention to the particularities of the German case in Homo Cinematicus will be an invaluable source for future comparative work.

Anna Toropova is a Wellcome Trust Research Fellow at the University of Nottingham. Her current project aims to shed light on the intersection of cinema and medicine in early Soviet Russia. She has recently published articles from this project in the Journal of Contemporary History and Slavic Review. Her monograph, Feeling Revolution: Cinema, Genre, and the Politics of Affect under Stalin, will be published by Oxford University Press in 2020.

Thinking Differently in the USSR

Rebecca Reich. State of Madness: Psychiatry, Literature and Dissent After Stalin; DeKalb, IL: Northern Illinois University Press, 2018; 280 pages; hardback £45.00; ISBN: 0875807755

By Hannah Proctor

Rebecca Reich’s State of Madness focuses on discourses surrounding punitive psychiatry in the Soviet Union in the years between Stalin’s death in 1953 and the collapse of the Soviet Union in 1991. Much of the existing literature on the pathologisation of dissent, stories of which began to emerge and spread via samizdat in the 1960s, has an institutional emphasis, whereas Reich focuses on relationships between literature and psychiatry. In the context of a state system of psychiatry that understood dissent as a form of insanity and attributed ‘political resistance to a distinctive state of mind’ (p. 62), resistance was imagined by those resisting as a sane response to a mad system. Dissidents–a broad term that does not necessarily imply engagement in political activism–worked to ‘validate a norm of inakomyslie, or “thinking differently”’ by challenging the state’s authority to diagnose insanity (p. 217). Reich demonstrates that literature was a key site for contesting psychiatric diagnoses, becoming a ‘source of diagnostic authority’ in its own right (p. 6). State of Madness is always working with and through contested dichotomies; there is neither dissent nor madness without a norm. Sanity then becomes a question of who is responsible for defining and assigning the diagnostic categories.

State of Madness examines literature from a range of genres produced during the period after Stalin’s death that challenged the theoretical frameworks and practices of psychiatry. In the case studies considered by Reich the boundaries between the aesthetic and the psychiatric  – along with those between sanity and insanity – are often blurred. Reich does far more than merely analyse aesthetic representations of psychiatry, however. Not only does she discuss how psychiatrists themselves deployed aesthetic conventions in their clinical documents, but her analysis of the interplay between literature and psychiatry is grounded in an understanding of life in the Soviet Union as thoroughly aestheticised: ‘the state went about constructing socialism by applying its creative principles to reality itself’ (p. 50). The question of identifying distinctions between art and life was an urgent one for some of the figures she discusses precisely because it was so hard to discern.

In her introduction, Reich traces the ‘deceptive similarities’ between Soviet dissident narratives and the works of Michel Foucault, noting that although his discussions of the normative impulses of psychiatry echoed Soviet concerns, his analyses pertained to liberal societies and thus cannot fully account for the authoritarianism of the Soviet Union. (Though it could be noted that this does not mean dissent has not been pathologised in the kinds of societies Foucault was analysing, as Jonathan Metzl’s The Protest Psychosis: How Schizophrenia Became a Black Disease demonstrates with regard to Ionia State Hospital in Michigan in the 1960s.) In addition to identifying such theoretical convergences and divergences, Reich later situates Soviet abuses of psychiatry in relation to contemporaneous Western critiques of psychiatry, often bracketed together under the baggy and contested term ‘antipsychiatry’. News of the pathologisation of Soviet dissidents emerged in the West at the very moment these ideas were at their most popular, and chimed with the notion that psychiatric institutions and nosologies were inherently oppressive. More interestingly, Reich also discusses how the repudiation of antipsychiatry in mainstream Soviet psychiatry journals ironically led to those ideas circulating in the Soviet Union. She discusses examples of people who acquainted themselves with this material and found that it spoke to the Soviet experience: ‘trickling down through sanctioned and unsanctioned channels, Western antipsychiatric ideas informed the critical vocabulary through which Soviet dissidents exposed abuse’ (p. 65).

Rebecca Reich

Reich begins by discussing the literary discourses Soviet psychiatrists themselves engaged with, underlining that the psychiatric norms dissidents were reacting against were expressed in terms that were congruent with Soviet literary conventions. She thus establishes from the very beginning that the lines of influence between psychiatry and aesthetics flowed in both directions. By applying a formal literary analysis to clinical documents, Reich convincingly demonstrates that the discipline of psychiatry was structured according to an ‘established aesthetic framework’ borrowing from the ‘literary doctrine of Socialist Realism’ (p. 27, p. 29). Psychiatrists framed their diagnostic practices as a kind of artistic endeavour and pathologised aesthetic modes that deviated from the standards of Socialist Realism.

According to Reich, diagnostic categories furnished psychiatrists with ‘predictive templates for narrating’ the lives of dissidents (p. 43). The psychiatrist drew out the ‘essence’ of a patient’s life story through a spoken discussion and effectively muffled the patient’s own account in the process, which Reich frames, drawing on the work of Soviet literary scholar Bakhtin, as a shift from dialogue to monologue (p. 44). A further stage of mediation then occurred when the ‘essence’ extracted verbally was converted into writing in the form of a clinical report in which the subjective interpretations of the psychiatrist, along with the aestheticising qualities of diagnosis, tended to be obscured by the neutral tone of medical objectivity. Yet Reich argues that in spite of their authors’ impartial intentions, forensic reports nonetheless amplified the always partial voices of Soviet psychiatrists, whom Reich argues narrated their patients’ conditions in a manner that conformed to the teleology of the Socialist Realist ‘master plot’, situating syndromes and processes of recovery in a progressive narrative.

Psychiatrists also turned their diagnostic gaze on the artistic and literary outputs of their dissident patients. In line with state-sanctioned understandings of art, figurative work was associated with sanity and aesthetic harmony was associated with mental healing. Normative aesthetic judgments and literary categories were transferred from artworks to individual psyches which, Reich argues, betrayed a failure to understand the sophisticated artistic movements of the period – such as Moscow Conceptualism or Sots-Arts – that relied heavily on irony, kitsch and parody, and self-consciously critiqued Socialist Realist tropes.

But literature was – conversely – a site for contesting psychiatry’s art of diagnosis, which Reich moves on to discuss in the book’s second chapter and in three subsequent case studies. The ambiguities of psychiatric discourse and diagnostic categories facilitated their punitive use, but writers also played with these ambiguities for their own ends: ‘their psychiatric narratives reveal a shared perception that psychiatric abuse had resulted both from the ambiguity psychiatric discourse itself and from the state’s conflation of inakomyslie, or ‘thinking differently’, with insanity’ (p. 60). The monologism Reich identifies as characteristic of Soviet psychiatry in the first chapter is replaced in the second by the dialogue introduced by dissidents ‘that embraced singularity, irony, and open-endedness’ (p. 93). If psychiatrists had absorbed the conventions of Soviet Socialist Realism as part of their pathologisation of dissidents in these counter examples, by contrast, ‘literary discourse assimilates psychiatric discourse to depathologize inakonmyslie and to pathologize both society and the state’ (p. 96).

The book’s first ‘case’ focuses on Joseph Brodsky with an argument animated by his reversal of Marx’s dictum ‘existence conditions consciousness’. Here dialogism becomes literalised through a discussion of his narrative poem ‘Gorbunov and Gorchakov’, set in a psychiatric hospital, which takes the form of a discussion between two characters embodying different concepts. Brodsky is not deemed to have been hospitalised for punitive reasons and, unlike the dissidents discussed in the previous chapter, was not a political activist. But the significance of his diagnosis and institutionalisation for Reich is ‘the sense it appears to have given the poet that the primary purpose of the psychiatric profession was to enforce a linguistic regime of existence’ (p. 108).

Andrei Siniavskii (along with his pseudonymous alter ego Abram Terts) is the second of Reich’s three case studies. In 1965 he was arrested and found imputable by psychiatrists who examined his literary output for evidence of pathology, thus enacting the very melding of life and art that his previous works critiqued. Siniavskii developed an understanding of the aesthetic process at odds with that espoused by the state, which propounded a vision of creativity in line with Lenin’s ‘reflection theory’ [teoriia otrazheniia]. This extended the dictum of Marx, that Brodsky drew upon, by claiming that consciousness and existence – or humanity and nature – existed in a mutually transformative relationship with one another; people were shaped by their circumstances but could also intervene in the world to transform it. This, Reich explains, had a counterpart in psychiatry in the form of reflex theory [reflekornaia teoriia]. According to Reich, mirrors and other reflective surfaces litter Terts’s works, figuring as surfaces that distort the reality they claim to show: ‘It was by concealing rather than revealing reality’s essence… that the state had driven society mad.’ (p. 184). His works imagined art, alternatively, as the site where it might be possible to promote a deeper awareness of reality by highlighting its strangeness and artifice, departing from Lenin and drawing instead on Viktor Shklovskii’s notion of ‘defamiliarization’ [ostranenie] as an ‘antidote to creative madness’ (p. 153). For Siniavskii/Terts, who developed a form of Fantastic Realism as a counterpart to the officially sanctioned conventions of Socialist Realism, the antidote to reflection in art was not achieved through a greater fidelity to reality but, paradoxically, through estrangement from it.

Reich’s concluding ‘case’ focuses on Venedikt Erofeev, a writer whose chaotic and often inebriated life paralleled the social deviance of his literary heroes, who also bore his name. Here the smudged line between life and art and Erofeev’s self-conscious attempts to play with this blurriness, returns in the guise of a tussle between madness and its simulation. The theatrical feigning of mental illness as a means of avoiding imprisonment was a practice Soviet psychiatrists were aware of, and Reich situates Erofeev’s work in this context arguing that it ‘captures the risks of simulating madness in an irrational world of ever more meaningless diagnostic categories’ (p. 188).

Alcohol was Erofeev’s primary material in his performative experiments which danced along the border between sanity and insanity, a pair of categories that had a counterpart in the relationship between simulation and dissimulation: at what point does the performance become a reality? Or does simulating madness as it is defined by a ‘mad’ state paradoxically stave off real madness? Erofeev eventually lost control of his own experiment and sought out treatment as the alcohol induced hallucinations and delirium that had characterised his writing became a part of his lived experience. The staged pathologisation soon became inseparable from life.

As in other chapters of State of Madness, in Erofeev’s work distinctions are constantly breaking down: between sanity and insanity, simulation and dissimulation, the theatrical and the real, the asylum and society, and, ultimately, between literature and real life. The mask of madness gradually became indistinguishable from the face beneath. Yet if, as Reich argues, Erofeev’s play Walpurgis Night exposes ‘the fact that it is society that has lost its mind’ (p. 203), the question remains whether sanity can ever really exist or even be defined within a crazy world: ‘how were they to calibrate their health in a society where, as they so frequently portrayed it, madness was the psychological norm?’ (p. 15) Ultimately for Erofeev, ‘the only certainty is the theatricality with which both categories [sanity and insanity] manifest themselves’ (p. 205). Reich describes dissidents stuck in a ‘discursive trap’ and the examples she considers describe these traps from within or sometimes construct new ones but they struggle to find ways of escaping altogether (p. 61). It’s enough to drive anyone mad.

If dissent is the norm then what happens when society changes? I would have been intrigued to read an epilogue considering what became of these discourses after the Soviet Union – and its attendant master plots and meta-narratives – collapsed. Of the three writers Reich discusses in most detail, Brodky and Siniavskii both lived past 1991. Brodsky left the Soviet Union in 1972 but the implication is that this geographical displacement did not lead to a sudden sanity and he instead experienced ‘the maddening freedom of exile’ (p. 20). The Soviet ‘state of madness’ may have had particular contours but this suggests that there may be no such thing as a ‘state of sanity’. The dissident writers Reich discusses ‘assumed the role of psychiatrists to an authoritarian state that had lost its mind’ (p. 19), but the lingering anxiety remains that identifying this madness could provide neither an individual nor societal cure. Reich’s book attests that literature nonetheless remained a privileged site for contending with the impasse. As Brodsky wrote in ‘A Part of Speech’ (1975-76):

It may be the heel that’s slipping on ice, or it may be the earth

that’s turning beneath the heel. (p. 137)

Hannah Proctor is Wellcome Trust Research Fellow at the Centre for the Social History of Health and Healthcare at the University of Strathclyde.

Some semblance of a ‘field’

In February this year, HHS published a special issue on ‘the future of the history of the human sciences, edited by Chris Renwick. That issue (and the event it drew from) brought together scholars from a wide range of backgrounds and institutional positions, to reflect on the constitution of ‘the history of the human sciences’ as a field – and also to think through its possible or likely futures. Representing, perhaps, different ‘generational’ approaches to these concerns were Roger Smith (now working independently in the Russian Federation, and a Reader Emeritus in History of Science at Lancaster University), who wrote on resistance to the neurosciences, and Alexandra Bacopoulos-Viau (a Vising Fellow at Weill Cornell Psychiatry, and associate member of the Department of History and Classical Studies at McGill) who wrote on the discovery of the unconscious. Here, Alexandra puts some questions to Roger on the past and present of the history of the human sciences as a field.

Alexandra Bacopoulos-Viau (ABV): Roger, how has the history of the human science – as a field – changed since you were a graduate student?

Roger Smith (RS): There was no field of history of the human sciences when I was a graduate student (1967-70). Very little activity in the history of science concerned the non-physical sciences; and the separate social science and psychological disciplines wrote narrow histories for internal consumption. The phrase ‘the human sciences’ was uncommon (though in France, sciences humaines and les sciences de l’homme were well-established terms, each with its own connotation in intellectual life). The change, to which I contributed, was the constitution of some semblance of a ‘field’ of history of the human sciences in the second half of the 1980s, and the piecemeal spread thereafter of reference to the term. Then and now, the identity of the field, its novelty and its trajectory are issues open to debate. It was precisely the value of an umbrella term under which to debate questions roused across existing disciplinary borders that encouraged the use of the term, practices to go with it, and the founding of the eponymous journal in the first place. The way the field has developed has varied considerably in response to local institutional pressures and purposes.

Reference to the existence of the field is now much more common, though hardly general. I am not aware, however, that the identity of the field has substantially changed (however much specific content may be local). In addressing this, though, and in relation to your other questions too, readers will want to bear in mind that I have worked outside a UK institutional setting for over twenty years. I hope other answers will qualify what I say. I note, almost randomly, a few points. Many people feel that the neuro-disciplines demand new recognition, accommodation or critique, and the history of the human sciences has responded to that. Attention to Michel Foucault’s work has been remarkably sustained, relating both to his writings and to the critical lever given by pursuing ‘the history of the present’, leading to analysis of ‘regimes of truth’ in the social and psychological sciences. There has been a spate of good work on post-World War 2 human sciences, mediating between historical knowledge and current concerns. Explicit political critique is less common and there are more signs of conformity to professional standards – though it cannot be said that history of the human sciences has any standards peculiar to itself as a field. The standard of basic contextual reference in historical writing now seems well established. I would much like to know if other people think there have indeed been, or are about to be, changes.

ABV: What do you think are the biggest challenges facing the field today?

RS: Intellectually, the challenges are as they were: to provide leadership in situating ‘the human’, or the knowledge-constituting process, at the centre of the sciences. This continuously and necessarily demands open-ended debate about the ontology of these processes and engagement with notions of ‘the human’. The issues are so complex and have been discussed with such intense abstraction in so many specialised ways, that there is huge scope for collective projects and forums rendering the issues more concrete in specific historical settings. I think it is up to the history of the human science to show the work it does is central to the rhetoric (in the deep, constructive, collective sense) of taking the issues further. Work in the field provides models of ‘the golden mean’ between high theory and historical empiricism. The history of the human sciences needs to do more to bring in the intellectual riches of fields such as comparative ethnology and linguistics. I also increasingly value studies which are well written and manifestly wish to communicate (which has nothing to so with ‘dumbing down’).

I also think it’s a challenge for scholars who work in the field to restate what they think are the relations between ‘the human sciences’ and ‘the history of the human sciences’. I often do not know in what sense contributors think (if they do so think) that they work in a field under the title of ‘history’. I would welcome more studies with a long time perspective on ‘the human’. Some think that there is a contemporary ‘transformation’ of the human, and of course to describe such a transformation requires some reference to a ‘before’ as well as to an ‘after’. Certainly, disciplined history of the human sciences ought in this context to be a major resource.

And institutionally, the challenges are the challenges facing the humanities in general, and it is hardly news to say that these are large and disturbing. the history of the human sciences ought to be at the forefront of the rational demonstration that the pursuit of knowledge cannot be built on measures of production taken from the business world. But of course the argument is with political processes which reject the value or pertinence of rationally formulated knowledge.  

ABV: What do you make of the promises / limits of interdisciplinarity?

RS: Interdisciplinarity (however understood) has been around for decades, if not a century or more. The history of the human sciences was constituted as an interdisciplinary field; the history of this field should therefore provide a kind of empirical commentary on the promises and limits of interdisciplinarity itself. The field houses an excellent body of practice and exemplary range of discussions to offer to those seeking to move out of narrowly disciplinary-focused studies. I think the constitution of a domain shaped by long-term assumptions about the relevance of a great range of disciplines and topics (from art history to studies of utopias) to shared problems, has a lot going for it. Publishers don’t seem to share this view, unfortunately, and work according to preconceived market slots (which of course include the slots that goes with famous names). By and large, there is no need to keep talking about interdisciplinarity while the option of doing the history of the human sciences is on the table.

ABV: What excites you most about the future?

RS: I guess this is a question about the field – the future ‘in general’, given the strident failures of political processes, is, shall we say, hard to get excited about. (Utopian ideas may be another matter.) I get excited about particular projects, rather than about ‘a field’, especially one as nebulous as the history of the human sciences. So you will have to excuse me if I call to mind my current project, a book on The Sense of Movement: An Intellectual History (in press). It would be exciting if I could, by this means, reassert the value of intellectual history, link history of science and the history of the human sciences, write the history of a sense and explain what is ‘moving’ about feeling movement (it requires wide-ranging answers). It’s exciting that there is a lot of good work being done, for example, on the history of the emotions, on the culture of the senses, on the constitution of categories like ‘depression’, and on recognition of the data of comparative ethnography about representations of ‘the human’. A lot of people, happily, see that the umbrella category, ‘the history of the human sciences’, has the intellectual and social potential to hold in constructive relation particular studies of the large issues at stake.

Alexandra Bacopoulos-Viau is a Vising Fellow at Weill Cornell Psychiatry, and associate member of the Department of History and Classical Studies at McGill University. With Aude Fauvel, she is the editor of “Tales from the Asylum. Patient Narratives and the (De)construction of Psychiatry,” a special issue of Medical History.

Roger Smith is an an independent scholar in the Russian Federation and a Reader Emeritus in the History of Science at Lancaster University. Among many contributions, he is the author of Being Human: Historical Knowledge and the Creation of Human Nature.

Understanding Others

Susan Lanzoni. Empathy: A History; New Haven and London: Yale University Press; 408 pages; hardback $30.00; ISBN: 9780300222685

by Sarah Chaney

A couple of years ago, I attended a colloquium on empathy at the University of Oxford. The organisers of this event were rightly concerned by the vague and varied definitions of empathy in medical research and practice and sought to remedy this. While they had found a number of clinical trials that purported to measure empathy, the introductory lecture noted, every single one of these gave a slightly different definition of what it was they were actually measuring! As Susan Lanzoni’s comprehensive history of empathy shows, this conceptual confusion around empathy is not new. Even after an explosion of interest in the term through the 1950s and 1960s, in 1979 the American social psychologist Kenneth B. Clark declared himself dismayed by the lack of “clear definition and a comprehensive theoretical approach” to the subject (p. 248).

As Lanzoni shows in this genealogy, the confusion lies to some extent in the fact that the meaning of the term has “shifted so radically that its original meaning transformed into its opposite” (p. 8). Lanzoni makes this shift clear by outlining a huge range of examples of studies in which empathy does not mean what the modern reader might expect. To take just one example of many, when the psychologist Edward Bullough found in 1908 that his subjects described coloured lights as having a particular temperament or character he called this “empathy” (p. 52). Even in the twenty-first century, many forms of empathy exist: “from emotional resonance and contagion, to cognitive appraisal and perspective taking, and to an empathic concern with another that prompts helpful intervention” (p. 252). While the book takes a chronological approach to the subject, the diversity of different meanings at play in any one period are thus made clear throughout.

Lanzoni records the first use of the term “empathy” simultaneously in English in 1908 by the psychologists James Ward and Edward Titchener, used in both cases as a translation of the German Einfühlung. Jeffrey Aronson has dated this a little earlier, finding the English word empathy in The Philosophical Review of 1895. Quibbles about the exact date aside, however, Lanzoni rightly emphasises the importance of the origins of empathy in the aesthetic Einfühlung (empathy was later translated back into German psychology as “empathie”). Empathy thus emerged from the appreciation of art and was first conceptualised as an ability to project oneself into an artwork or object; early psychological definitions also incorporated this notion of empathy as an extension or projection of the self. By the post-war period, however, empathy increasingly became viewed as a way of understanding others, a notion that was particularly prominent in the field of social work. It was this latter idea of empathy that was popularised after the Second World War.

Of course, the distinction is not so clear or neat in practice. Indeed, Lanzoni cites the German psychologist and philosopher Theodor Lipps as having suggested that Einfühlung was a way to understand the emotions of others as early as 1903, while modern neuroscientific definitions often hark back to aesthetic empathy through the links made to visual images and movement (p. 265). For ease of narrative, however, Lanzoni divides the history of empathy into nine historical stages. She begins with empathy in the arts as a way of “feeling into objects” and closes with mirror neurons as an expression of empathy in the modern neurosciences. On the way, the book takes in the experimental laboratory, art and modern dance, the psychiatric hospital, social work, psychometrics, popular depictions of empathy and the politics of social psychology. While the early chapters, on the introduction of the word, include aesthetic and psychological research across Europe, the second half of the book tends to focus more closely on the United States. This is perhaps the opposite of what one might anticipate, as the post-war era moved towards a supposedly international culture. Further explanation of the reasons for the chosen focus would thus have been helpful to the reader, or the occasional reflection on how the North American field complemented or differed from research elsewhere.

The chapters vary in their presentation: some chart changes over a period in a particular area such as social work, others focus in more detail on a specific person or theory. A good example of the former approach is chapter six, on the post-war measuring of empathy, a comprehensive account of North American efforts to test for empathy in the wake of Rosalind Dymond’s student test at Cornell University in 1948. These tests are highlighted by Lanzoni as they marked a shift in understanding of empathy from a creative enterprise to an “accurate understanding of another’s thoughts” (p. 176). In contrast, chapter 8 on the 1960s relationship between social psychology, race and politics, focuses largely on the social psychologist Kenneth B. Clark. This seems to be a particular interest of Lanzoni’s (she has also written about Clark for the Washington Post) and she sensitively weaves Clark’s concerns about the centrality of capitalist greed in White American society, and prejudice as a social disease, into his psychological research on the topic of empathy. This culminated in the publication of Clark’s Dark Ghetto in 1965, an ethology of Harlem explicitly aiming to “inform, to engender feeling, and to galvanize social action” (p. 240).

At times, the sheer amount of content means that Lanzoni veers into a rather descriptive style. Some chapters are heavy on chronological lists of contributions with less focus on how these fit into a broader picture. Chapter 3, on empathy in art and modern dance, for example, might have been edited down and combined with the previous chapter to indicate the links between experimental psychology and aesthetics in a more directed way. And while the material on Clark is undoubtedly interesting, a greater degree of contextualisation into the contemporary civil rights movement (which is merely nodded at in passing) would have been useful. There are also some significant absences. For instance, while occasional debates around the distinction between empathy, sympathy and compassion briefly surface (such as Edward Titchener’s claim that sympathy referred to fellow feeling, whereas empathy reflected an imagined but unfamiliar feeling [p. 66] ), the reader is left wondering why more attention was not paid to the interplay and conflict between these ideas.

Overall, however, Lanzoni’s book ably charts the complex changes in meaning that empathy has undergone over the last century, and convincingly argues that much of this confusion remains today. This is important, given how often empathy is invoked in a wide range of arenas in the modern world – from politics to education to health and medicine. As Lanzoni recognises, empathy is frequently emphasised as a vital human capacity, something that has the power to shape society for the better. Does it matter that we remain unable to convincingly explain what exactly it is or how it functions? Perhaps not, Lanzoni concludes, so long as we are aware of this complexity. Across all its definitions, empathy is characterised as a “technology of self”. This means that understanding its complex history can serve to increase our ability to make connections.

Sarah Chaney is a Research Fellow at Queen Mary Centre for the History of the Emotions, on the Wellcome Trust funded ‘Living With Feeling’ project. Her current research focuses on the history of compassion in healthcare, from the late nineteenth century to the present day, and includes an exhibition to open at the Royal College of Nursing Library and Heritage Centre in December 2019. Her previous research has been in the history of psychiatry, in particular the topic of self-inflicted injury. Her monograph, Psyche on the Skin: A History of Self-Harmis published in paperback in July 2019 (first published 2017).

Time with a capital T

In the April 2019 issue of History of the Human Sciences, Allegra Fryxell, from the Faculty of History at the University of Cambridge, published ‘Psychopathologies of time‘ – a paper that opens up the tole of time both a methodological tool and a site or clinical focus in early 20th-century psychiatry. Here she talks to Rhodri Hayward about the psychopathological functions of time in this period.

Rhodri Hayward (RH): Allegra, in your article, you draw the reader’s attention to a neglected tradition in Western psychiatry which sought to explore the connections between mental disturbance and the corruption of time consciousness.  In particular, you draw attention to the work of Henri Bergson and Eugène Minkowski showing how they explored the tensions between lived time and clock time to build what you call a ‘futurist’ psychiatry.  As I understand it, this contrasts with the contemporary psychotherapies of Freudian psychoanalysis and Janet’s dynamic psychiatry.  Whereas psychoanalysis is concerned with an individual’s inability to integrate their past, and Pierre Janet’s methods that aimed to orientate consciousness toward the present, Minkowski’s followers were concerned with the idea that patients were alienated from the future.  Could you say a little more about this ‘futurist’ psychiatry and why you think it flourished in the interwar years?

Allegra Fryxell (AF): I think it is perhaps unsurprising that a ‘futurist’ approach took root in psychiatry at the same time as a variety of avant-garde movements like Italian Futurism were engaging with ideas about the future. Many historians have understood interwar Europe and North America as a period characterised by dramatic social changes following the Great War, which catalysed a discussion about the ‘shape’ of possible new futures — particularly in Europe, where the revolutions of 1917-1919 ushered in a period of political instability. The futurist emphasis of the phenomenological psychiatrists upon whom I focus in this article is a natural facet of this socio-historical context. That being said, I don’t think the history of psychiatry that I am attempting to unravel is simply an interwar phenomenon. Psychological research on time started in mid-nineteenth-century experiments on the time of responses to physical stimuli as well as memory. Interwar phenomenological psychology was in conversation with these earlier developments as well as concurrent discussions about time in philosophy and science — like Einstein’s theory of relativity or Bergson’s philosophy of duration — in which time had occupied a central place since at least the 1890s. We need only think of Marcel Proust’s À la recherche du temps perdu (1913), James Joyce’s Ulysses (1922), or Virginia Woolf’s Mrs Dalloway (1925) to see evidence of this temporally focused discourse in modern literature.

Indeed, ‘Time with a Capital T’ (as contemporaries wrote) was a major focal point of discussion transcending physics or philosophy in western culture. Historians have admirably uncovered some aspects of this phenomenon, including Jimena Canales’ work on ‘microtimes’ and the debate between Einstein and Bergson in 1922 (in A Tenth of a Second: A History (2009) and The Physicist and the Philosopher (2016)), or Vanessa Ogle’s masterful exploration of the uneven implementation of standardised clock time, The Global Transformation of Time, 1870-1950 (2015). My own work, however, complicates the long-standing historical interest in the proliferation of clock-time and time standardisation by uncovering a deeper and far more complex debate about time across the arts and sciences. The phenomenological psychiatry that I bring to the fore here is part of a larger project in which I attempt to tease out a conception of time that challenges or resists the simple quantification of clock-time in philosophy, drama, music, and science fiction—I’m hoping to address sociology and economics, too, in the final monograph!

What I find especially interesting is how deeply this ‘time discourse’ penetrates late-nineteenth- and early-twentieth-century understandings of lived experience and the universe. While we tend to view ‘modern’ time in terms of relativity theory or the triumph of clock-time (tied to experiences of industrialization and now globalization or the information economy), my research suggests that a far deeper exploration of what it means to be-in-the-world was at play in this period (thus we must read the phenomenological tradition in Western psychiatry as a counterpart to intellectual approaches such as the philosophies of Edmund Husserl or Martin Heidegger). Part of my goal is therefore to bring psychiatrists such as Minkowski into discussion when considering the zeitgeist of the 1880s through the 1930s, in order to demonstrate how time was central to modernist understandings of the world—not simply in the form of ‘clock-time’ or linear ‘acceleration’, as Gerhard Dohrn-van Rossum, Michael O’Malley, Hartmut Rosa and others have argued. The futurity at work, then, in interwar phenomenological psychiatry is part of a broader discussion regarding the meaning of time: what is it? How do we experience it? How do temporal disorders cause illness? And what constitutes a ‘temporal disorder’? The ‘futural’ answer put forth by psychiatrists like Minkowski and Erwin Straus is not exclusively about the future—it is about integrating or orienting oneself in time towards the future, while remaining mindful of the present and in full possession of the past. It is their resolution to address all three dimensions of time that distinguishes their approach from the past-orientation of Freudian psychoanalysis or the presentist discussions of Pierre Janet.

RH: You quote Wyndham Lewis on the ‘time mind’ of the interwar public but arguably contemporary academia shares this same ‘time mind’ with a rich stream of books, special issues, conferences and seminars on temporality appearing now, as well as a formidable array of conceptual tools for addressing time (multiple modernities, chronotypes, pluritemporality, heterotemporality etc.).

AF: Most certainly! I started my doctoral research before temporality had become the current vogue in academic research, so I find the recent focus on time simultaneously surprising and enriching. As I suggested in my recent article on modern time in Past & Present, part of the attraction to time lies in the fact that the history of Western modernity has been entangled with the fetishisation of controlling or measuring time since the Enlightenment — one might therefore interpret the resurgence of time within the academy as another feature of this aspiration to define time. On the other hand, I think the ‘temporal turn’ is a natural product of the various ‘turns’ in historical research; linguistic, cultural, and particularly spatial. It makes sense that, after scholars have attempted to understand the significance ‘space’ holds in experience and theory, they have turned to its concomitant ‘time’ in seeking to understand the world. In fact, if we consider history as the discipline par excellence concerned with time, it is surprising — as Keith Moxey underscores in Visual Time: The Image in History (2013) — that historians have not questioned our epistemology of time given its centrality to our discipline and to our methodology. Working on time has made me more aware of the work that seemingly neutral labels like ‘Renaissance’, ‘early modern’ or ‘1848’ do to shape our understanding of the past. Consequently, I think the temporal turn is partly a legacy of postmodernism, encouraging us to reconsider time as a tool of historical research as well as an intrinsic part of historical experience. Everyone, after all, lives within and through time, even though our individual experiences of time are subjectively different and even though we might live within multiple simultaneous ‘time cultures’ (the religious calendars of Judaism or Islam, for example, compared to the predominantly Christian-inflected social calendars of the West; or the rhythms of semesters and birthdays, of gestation and menstruation, of childhood, ageing, and disease). If we think about the oscillation between ‘utopian’ and ‘dystopian’ views of the future in Western thought across the twentieth century, too, then the current vogue for temporality in academic research may also reflect a widespread unease or anxiety regarding the future.

RH: I’d like to come back to that idea of contemporary anxiety, but just focusing for  a moment on the growing interest in phenomenological psychiatry (in the work of Matthew Ratcliffe and Gareth Owen for instance), what role do you think that the ideas of Minkowski and Bergson have to play in psychiatry today?  I’m struck by the contrast between the current emphasis on being in the present which seems central to the contemporary mindfulness movement (see Matt Drage in HHS from last year) and to the phenomenological urge to recover a lost connection to the future.

AF: This is an excellent question, and happily I think these ideas are indeed resurfacing in psychiatry today. You are absolutely right that the mindfulness movement brings renewed attention to presence, and although it might seem ostensibly ‘presentist’, I think it harks to the same project that Minkowski et al are trying to achieve: orienting the body within time. Although mindfulness practitioners emphasise a focus on the present in meditation, mindfulness is arguably about relaxing the mind and body in order to approach the future with vitality and direction — the orientation that Minkowski and his colleagues saw lacking in individuals suffering from schizophrenia or depression. While interwar psychiatrists failed to offer a solution (unlike mindfulness practitioners), both groups are striving to understand how time shapes existence and how individuals can better relate to time in order to be healthy and successful.

As far as academic research goes, phenomenology appears to be re-entering experimental paradigms and theories in current psychology. There is a lot of recent research indicating that Minkowski’s ideas are resurfacing as alternative means of exploring psychiatric disorders, suggesting that the turn toward analytical philosophy and pharmaceutical psychiatry in the latter half of the twentieth century no longer holds validity for addressing lived experience.

RH: So on our current anxieties. You’ve drawn from people like Reinhart Koselleck and François Hartog the idea that technological modernity has led to a shrinking of the present, but I wonder if there is also a political process under way.  In reading Minkowski and his colleagues’ descriptions of patients’ alienations from the future, I’m reminded of the radical claims made by critics such as Mark Fisher and Ivor Southwood that contemporary working conditions with their inbuilt precarity create a situation in which planning ahead/or imagining a future becomes impossible.  At the same time we see similar arguments being made around the triumph of neo-liberalism (which is seen as obscuring the possibility of a radical future) and environmental degradation (which is seen as robbing us of any future at all).

AF: Undoubtedly. In fact, I would say that most histories of time focus on power and time or technology and time, thus reinforcing an emphasis on the ‘compression’ of the present and the ‘acceleration’ toward the future that is understood to be central to modernity. It has been shown that precarity — whether financial or otherwise — can halt or stymy consideration of longer durations like the future. Researchers have proven, for example, that individuals who live in poverty find it difficult to save money because they cannot adequately conceive of the future when they are focusing on making enough money to survive a 24-hour-cycle or having enough to eat (psychologist Eldar Shafir calls the cognitive effects of scarcity ‘bandwidth poverty’, and economist Sendhil Mullainathan locates the same bias in busy professionals whose stress limits effective time management). The conclusions that Minkowski and his colleagues drew from their research in the 1920s and 1930s indicate that any number of stressors can prohibit an individual from achieving ‘syntony’, their word for the temporal integration of conceptions of the past, present, and future requisite for an active and healthy life that scientists are now starting to understand as impairments in neurocognitive function. They also underscored how an inability to synchronise the time of individual experience with the tempo of social life (much as Bergson suggested the need to synchronise duration within the social fabric of daily life his philosophical writings on duration) prohibits healthy existence. If there is one lesson to be learned from this research, it is that experiences of trauma or stress — including the stressors of living within authoritarian regimes, extreme neoliberal societies, or environmental catastrophes — can have a profound impact on individual syntony. Indeed, one of my students has recently finished a dissertation on the intrinsic relationship between the pathologisation of anxiety and the rise of neoliberalism since the 1960s.

RH:  I guess the strong claim that you — and your students — are making about the relationship between social organisation and the experience of time raises a larger question around the writing of history — a question you’ve already touched upon in your reference to Keith Moxey.  If our conception of temporality is based upon a particular culture or economic structure then how might the writing of history — and the history of the human sciences — be done differently?

AF:  If we accept François Hartog’s claim that the relationship between past, present, and future determines the configurations of possible histories, then the temporal assumptions of our own culture significantly condition the possibilities of writing history in the present. When approaching my own period (roughly 1880 to 1940), attentiveness to the radically different relationship between past, present, and future has led me to interpret the seemingly ‘anachronistic’ juxtapositions of historical eras in modernist literature, for example, as a serious gesture – one that moreover resonates with the religious revivals of the nineteenth century or beliefs in the afterlife in Victorian and Edwardian spiritualism and occultism, such as theosophy. It also shifts the epistemological foundations of fields like archaeology, as my work on popular Egyptomania in British culture elucidates and offers new insight for understanding the relationship between explorations of multiverses in geometry and physics (the fourth dimension, relativity’s space-time, etc.).

Overall, the connections that are newly underscored by attending to the temporal assumptions at work in a given historical moment offer us new ways of understanding seemingly transformative moments (such as the development of relativity theory) within longer-term cultural perspectives that do not always ‘fit’ into existing paradigms (such as the surge in spiritualism following the Great War alongside the secularisation thesis). It also compels us to read our own histories in a different light. I wonder, for example, whether the determination to find examples of schisms or ruptures between epochs (like the First World War) or experiences of ‘acceleration’ in the nineteenth century – when the majority of Europeans and North Americans did not have access to new technologies like the telegraph until much later in the century – is tied to globalization and the rise of cybernetics, and thus rather more reflective of our own time culture and social anxieties.

Having said that, I suspect that I am skirting around your question rather than directly resolving it. The temporal turn behoves us to evaluate past histories from the perspective of that culture’s specific temporal assumptions and attend to how past time cultures shaped the possibilities of existence. The latter includes belief systems including science, experience of childhood and ageing, models of the body and society, and perspectives on past and future. Given the centrality of time to human experience, I think the human sciences in particular can benefit from a temporal approach to understand its disciplinary histories.

Allegra R.P Fryxell is a Trebilcock-Newton Research Fellow at Pembroke College, Cambridge. She is a cultural historian of modern Europe, focusing on the interactions between the arts and sciences in late nineteenth- and early twentieth-century France, Britain, Germany, Italy, and America.

Rhodri Hayward is Reader in History at Queen Mary University of London, and an editor at HHS.

Include everything

The December 2018 issue of The History of the Human Sciences presents a collection of essays dedicated to understanding the historical, political, moral and aesthetic issues in totalizing projects of late modernity – ‘The Total Archive: Data, Identity, Universality.’ Here the issue’s editors, Boris Jardine and Matthew Drage, discuss the origins of the project and some of their ideas about the image and pragmatics of universal knowledge.

Matthew Drage (MD): Boris, tell me a bit about how the idea for this special issue came about?

Boris Jardine (BJ): I was visiting the Max Planck Institute (MPI) for the History of Science (Berlin) in 2014, as part of the working group ‘Historicizing Big Data’ – but I was only at the MPI briefly, and when I was back in Cambridge I wanted to do something that drew on what I’d learnt there, involving some of the fantastic scholars I’d met. It seemed to me that the idea/reality of ‘The Archive/archives’ supervened on notions of ‘data’, and that there were philosophical, ethical and historical issues around classification, privacy and knowledge that became pressing when the concept of ‘totality’ came into play. I was also talking to historians in different fields – economic history, history of bio-medicine, art history/aesthetics – and wanted to do something that connected those. With some colleagues I proposed a conference at CRASSH (Centre for Research in Arts, Social Sciences and Humanities) in Cambridge, which happened in March 2015. So this has been a while germinating!

MD: I know might be is a slightly strange side of the story , but my recollection is that it was also connected to an art project that we were both involved in.

BJ: Yes, ‘UA’, or ‘Elements of Religion’ as it was originally known. That was how I/we got to the idea of the aesthetics of totality, as a (quasi) religious idea. I wrote about that in the special issue of LIMN that came out soon after the conference. But you’re better placed to explain what that project was…

MD: I’ll do my best! So at the same time that Boris was thinking about the historical questions surrounding the emergence of the first really huge data projects of the 21st century – we were both part of an Arts Council project which aimed to consider totality from a rather different perspective. We were thinking and talking about the ways in which religions sought to encompass totalities, and how the productive modes that religions often house (text-writing, ritual, song, architecture, healing practices, contemplation) are arranged to create all-encompassing institutional wholes. And we were trying to produce our own productive systems styled on religion, as a way of making and viewing artworks. John Tresch, a historian of science who influenced mine and Boris’s introduction to the special issue, writes at length how the Auguste Comte sought to create a ‘religion of positivism’ – a religion built entirely on the ideal of total human knowledge. Our work on the aesthetics of total knowledge as parts of ‘Elements of Religion’ gave us a perspective on the emergent debates about big data that we then went on to explore in the conference in 2015, and then the special issue.

BJ: So a large part of what we were/are thinking about is to do with ‘images’ of totality – that can indicate literal images, but it also has a broader meaning. Perhaps you could say something about that, and how the contributors addressed it?

MD: I think this was what I found most exciting about the contributions – the range of ways in which the authors dealt with and understood ‘images’ of totality. In the case of Judith Kaplan’s work, for example, sometimes this took the form of poetic images. Her article examines (in part) the work of a group of Russian historical linguistic scholars, who collaborated with Americans in the 1990s to attempt to uncover the deep pre-history of human language. One of the field’s founding fathers, V. M. Illich-Svitych, Kaplan tells us, pieced together a projected ‘Nostratic’ language, which, he claimed, gave birth to eight major world language groups. In the language he had devised, he composed poems. In one, he wrote,

Language is a ford through the river of Time, 

It leads us to the dwelling place of those gone ahead; 

But he does not arrive there

Who is afraid of deep water. 

I think this typifies the kind of visionary, sometimes even mystical perspective that, as the authors in this issue show, seem to emerge when people take the image of the total archive very seriously as a model for human knowledge. It seem to draw those who are involved into (and perhaps sometimes past) the limits of human subjectivity, and then to confront them, sometimes violently, with the political, moral, aesthetic and spiritual consequences. 

BJ: I love that this example is also about pragmatics. Kaplan explains how Illich-Svitych was trying to resolve quite a difficult technical issue in historical linguistics when he came up with this hypothesis about a single overarching language family. That seems to be a typical move – or one of two kinds of move: sometimes people start with a problem they want to solve and realise that they’ve come up with a procedure before coming up with a classification, at which point they end up with problems of scale, manageability, even moral issues to do with representation and ownership. This is striking in the case of Alan Lomax, as described by Whitney Laemmli. That’s also what I found with Mass-Observation. And it’s obviously a very contemporary concern in the age of social media, genetic data etc. The other direction is also interesting though: the ‘Casaubon method’, where you have a ‘key to all mythologies’ and collect or order everything within that system, or find a way to order everything in such a way that nothing can be added or taken away. Just thinking of Edward Casaubon from Middlemarch though, do you think there are important issues of gender and gendered knowledge in this collection?

MD: Something that comes through very strongly in a lot of the articles in this issue is the relationship between ambitious, utopian institution-building and patriarchal power. This is something that Jacques Derrida talks a lot about in his long essay, Archive Fever, which has a lot to say about how psychoanalysis – one of the 20th century’s defining knowledge projects – was very strongly structured by a Jewish patriarchal logic that valorises ritualised transmissions from father to son. Many of his conclusions there could, I think, be justly extended to cover the cases covered in this special issue. The dream of universal knowledge was often also a dream of extending the agency of individual men, institutions, nations, to encompass totalities which would then be pressed into their service, and a the same time used as a means of by which to draw in ever-greater quantities of data. Rebecca Lemov’s article, which describes the data-gathering practices of the American military in the South Pacific, is particularly good at showing how this masculinist, almost “conquestadorial” urge plays out in practice in the human sciences.

BJ: Another way to think about it – though maybe it raises more questions than it provides answers – is in terms of subjectivity: the archival subject, as (on the one hand) an organizer, possibly even a heroic or all-knowing organizer, then (on the other) an invisible labourer, cleaning up, sorting the data, enlisting subjects, becoming a subject (as in Mass-Observation), and finally (on the third hand?) the knowing subject – but I think this is where we kept hitting up against this idea of ‘pathology’ in totalizing projects. There is often ‘too much to know’, too much to organize, no place to start. I use the term ‘bathos’ to describe this for Mass-Observation but it’s definitely also present in Lemov’s piece in the figure of Tarev (a Micronesian person who displays behavior that baffles the measurement systems of the Americans sent to study him) and how he can’t quite find his place in the social data project run by Melford Spiro. The thing that links these is the critique of universality, which is there in our introduction and in some of the essays, but is probably best articulated in Cadence Kinsey’s piece on Camille Henrot and her work Grosse Fatigue.

MD: Maybe this brings us to an important point: there has been a lot of discussion recently, following electoral scandals in the US and in Britain, of the power of enormous data-gathering projects like those of Google and Facebook, of the political dangers of the dream of total knowledge. Shoshana Zuboff has written about this in a particularly provocative and urgent way in her recent book, Surveillance Capitalism. What do you think this special issue has to contribute to that debate? 


Bullock’s Museum, (Egyptian Hall or London Museum), Piccadilly: the interior. Coloured aquatint, 1810. Thomas Hosmer Shepherd, 1793-1864. Credit: Wellcome Collection – CC-BY.

BJ: Probably the most obvious point is that the collection of huge amounts of data is also an issue of subjectivity, so that like it or not there is a fundamental connection between the self and its ‘data doubles’, and this isn’t something that can easily be ignored or avoided. Sometimes this is because there is a direct relationship between data and possibility, like in Daniel Wilson’s article about the kinds of information insurance companies offer and the attitude towards mortality that they engendered. In that case there’s a very clear connection between self-conception, financial possibility and particular ideologies of data. In other cases the connection is less clear cut but still decisive, and this seems to hinge on that idea of ‘totality’. One thing that Zuboff brings out really well I think is the way that Surveillance Capitalism is indiscriminate in a certain sense: these companies don’t really care exactly what kind of data they can accumulate. This gives a scary sense of randomness to the kind of (radically multiple) data doubles that we are all already accumulating. It’s also a kind of positivism in reverse: the data constitute the reality, but not because there is any kind of empiricist system, rather because there are massively accumulative technologies that just happen to latch on and then re-present different parts of the world.

MD: The way you put it just there suggests that maybe what the special issue adds to the debate is an important element of reflexivity. It’s not a new idea that those who are measured are changed by the process of measurement – it’s a point that Michel Foucault has made very thoroughly. Perhaps what the authors in this issue show is that there are some marked patterns in the way large-scale knowledge projects affect the human subject when those projects aim to include absolutely everything – an ambition which has never been so nearly reached as it has been by Google. 

BJ: Definitely. There are clearly issues of the limits of these projects, what they exclude, who gets left out and so on, that are common whenever the idea of totality is brought into play. But I also think the strength of the issue is in the historical specificity of the case studies. The point in each case (I take it) is that something as seemingly universal as universality has its own complex history. So there are useful points of continuity and also discontinuity – it has to be ‘both/and’ I think.

Matthew Drage is an artist, writer and postdoctoral researcher. He lately completed his PhD at the Department of History and Philosophy of Science at Cambridge, and is now Post-Doctoral Research Fellow in the History of Art, Science and Folk Practice, at the Warburg Institue, in the School of Advanced study, University of London. 

Boris Jardine is a Leverhulme Trust Early Career Research Fellow, supported by the Isaac Newton Trust, at the Department of the History and Philosophy of Science at the University of Cambridge. His project is titled, “The Lost Museums of Cambridge Science, 1865–1936.”

A “Metaphysics of the Dunces”

Jason Ā. Josephson-Storm. The Myth of Disenchantment: Magic, Modernity, and the Birth of the Human Sciences; Chicago: University of Chicago Press, 2017; xiv + 411 pp. $96.00 (cloth), ISBN 978-0-226-40322-9; $32.00 (paperback), ISBN 978-0-226-40336-6.

by Andreas Sommer

If recent surveys of belief in magic are accurate, there is a good chance that you either hold some variant of these beliefs yourself, or that you may be puzzled by some otherwise secular-minded colleague, friend, or family member who does. Jason Ā. Josephson-Storm might not be a believer in spirits himself, but reveals toward the end of this remarkable book a significant factor in his choice of becoming a religious scholar: his grandmother Felicitas Goodman, the noted anthropologist who caused quite a stir when she openly confessed her commitments to shamanism. An expert of East Asian religions, Josephson-Storm’s previous cross-cultural studies have certainly prepared him well to tackle vexing questions regarding the Western occult. But it is perhaps especially owing to a deep respect for his heretical ancestor that The Myth of Disenchantment is marked by a refreshingly even-handed approach which neither mocks nor advocates unorthodox beliefs. Instead, Josephson-Storm makes a bold and sincere effort to come to grips with hidden continuities of magic in often surprising places, and the persistence of Western normative assertions of the disenchantment of the world as the flip-side of that puzzle.

Regarding the latter issue, the book can be considered a historical test of the actual adherence to basic naturalistic proscriptions in the humanities and human sciences. After all, as Josephson-Storm reminds us, Max Weber’s famous verdict of disenchantment is often misunderstood as motivated by a normative agenda itself. The introduction to the book formulates a fruitful principal method and rationale: to “investigate the least likely people – the very theorists of modernity as disenchantment – and show how they worked out various insights inside an occult context, in a social world overflowing with spirits and magic, and how the weirdness of that world generated so much normativity” (p. 6). While the focus of the book is on what Josephson-Storm calls the human sciences (a term which is perhaps somewhat problematically equated with the German Geisteswissenschaften, ibid.), the significance of older popular histories assuming the inherent opposition between magic and the natural sciences is also acknowledged. Among the refuting instances enlisted by the author are the familiar occult preoccupations of figureheads of the scientific revolution such as Francis Bacon, Robert Boyle, and Isaac Newton, as well as more original observations on mediumistic experiments by icons of modern ‘naturalistic’ science like Marie Curie and Pierre Curie.

Chapter 1, “Enchanted (Post) Modernity”, sets the stage by taking stock of sociological findings which document the current prevalence of occult beliefs in secular Western societies. The upshot again upsets popular assumptions and categories, including the habit of using occult beliefs as a shorthand for religion, and the view that ‘occultism’ always springs from the same politically reactionary sources which have brought about what some have diagnosed as a ‘post-truth’ society: traditional Christianity continues to decline while belief in magic is on the rise, and political affiliation appears to be as poor a predictor of occultist sympathies as education. An historiographically crucial point is that suppressions of magic do not self-evidently express anti-spiritual motifs. On the contrary, once we check the concrete means by which magic has been concealed in plain sight, it turns out that more often than not it has cancelled itself out through its own competing modes. Puritan prohibitions of magic, for instance, were not due to scepticism but naked fears of devils. (Or to use a recent example, think of pro-Trump evangelists responding with protective prayers to public appeals by self-identifying witches to bring down the President through sorcery.)

The remaining nine chapters sketch continuities of magic in major thinkers since the sixteenth century, and bear out these insights and arguments by reconstructing previously understudied currents in the formation of modern Western intellectual traditions. Drawing on personal correspondence and overlooked passages in often canonical writings of architects of ‘naturalistic’ modernity, Josephson-Storm re-enchants parts of critical theory and Freudian psychoanalysis in due course. He convincingly argues that to understand the origins of modern disciplines ranging from religious studies and sociology to linguistics and anthropology, we need to acknowledge that foundational scholars such as Max Müller, Ferdinand de Saussure, Edward B. Tylor, James Frazer and Max Weber systematically grappled with revivals of magical traditions and large-scale occult movements such as spiritualism and Indian Theosophy. This they did not as prophets of ‘scientific materialism’, but often on the basis of sustained reflection on the kinship of magic with science, and a genuine reverence for mystical and pantheistic traditions.

Josephson-Storm’s ingenious method – to search for magic in the most unlikely places – is also brought to fruition in his reconstruction of parapsychological studies by members of the Vienna Circle of logical positivism. In apparent contradiction with standard portrayals of Moritz Schlick, Rudolf Carnap and Hans Hahn as undertakers of metaphysics in science, they in fact shared a sustained curiosity in medium-istic and poltergeist-related phenomena. By no means the first to reveal this perplexing side of the Vienna Circle’s history, Josephson-Storm provides the most comprehensive account currently available in English.

Regarding the links between occultism and politics, Josephson-Storm in no way downplays the occult entanglements of Nazism. By recovering the significance of magic and mysticism in a wide range of left-leaning and Jewish thinkers, however, he puts another hefty nail in the coffin of outdated but still fashionable notions of ‘occultism’ as a necessary condition of fascism. Not least, by reminding us of the racist origins of anthropological theories which explained widespread interest in spiritualism and other ‘vulgar’ forms of magic as morbid relapses into ‘savage’ evolutionary stages, the author confronts us with some previously obscured unsavoury aspects of the suppression of magic.

In the face of the vast materials covered, some problems of detail might be inevitable. While I was glad to see the philosopher Carl du Prel being rescued from oblivion, I would disagree with Josephson-Storm’s assumption that The Philosophy of Mysticism, or indeed any of his works, were actually concerned with mysticism in the commonly accepted meaning of the term. Du Prel was not really interested in the unio mystica as a defining feature of mystical experience, and his rather loose deployment of Mystik as a synonym for spiritualism, occultism, and what would later be known as parapsychology, provoked criticisms even from some of his supporters. Du Prel’s explicit goal was to enlist supposed transcendental functions of the mind such as telepathy and clairvoyance for his model of the self, which was supposed to guarantee personal survival as a precondition for spiritualism. The statement that “philosophers and theologians like Karl Joel and Otto Pfleiderer followed du Prel in discussing the union of mysticism and philosophical thought” (p. 191) therefore needs to be qualified, as neither Joel nor Pfleiderer were known to have maintained sympathies for investigations of occult phenomena, let alone for spiritualism. A closer look at oppositions to spiritualism could have introduced an additional layer of analysis and a more vivid illustration of the important argument that the apparent decline of magic was often a result of the suppression of its ‘vulgar’ forms by protagonists adhering to ‘higher’ notions such as mysticism proper.

A related issue that Josephson-Storm touches upon but which also may have deserved further discussion is the conceptual and pragmatic ambivalence of modern continuities of Renaissance natural magic like telepathy. After all, while spiritualist authors like du Prel marshalled telepathy as supposed evidence for the mind’s dual citizenship in a co-existing physical and spirit world, materialist and positivist psychical researchers like Charles Richet, Albert von Schrenck-Notzing, and Julian Ochorowicz rejected spiritualism on the basis of the view that its phenomena could be explained by telepathy, clairvoyance and telekinesis of the living. Moreover, they doubted that these psychic phenomena had inherently spiritual implications at all.

Josephson-Storm is to be commended for his reconstruction of Sigmund Freud’s growing belief in telepathy, and for trying to make sense of his reading of du Prel. Yet while it is technically correct to state that, in embracing telepathy, du Prel and Freud “shared more than the classical narrative would admit” (p. 181), their juxtaposition again misses an opportunity to illustrate that telepathy was not always interpreted as an inherently spiritual let alone ‘magical’ phenomenon. Josephson-Storm concedes that “it seems unlikely Freud ever came to believe in spirits” (p. 203), but I would also highly doubt that Freud seriously considered non-physicalist interpretations of telepathy that imbued it with spiritual meaning. Similar reservations apply to remarks about the assumed openness to belief in spirits by members of the Vienna Circle (p. 258, but see the qualification on p. 268), whose interpretation of the weird phenomena some of them came to believe in were, I think, dictated by sentiments akin to Theodor Adorno’s notion of spiritualism as the supposed ‘metaphysics of the dunces’. Moreover, while William James is occasionally mentioned, a short discussion of James’s experiments with various mediums throughout his career could have further illustrated the point that even psychical researchers sympathetic to spiritualism struggled to interpret its reported phenomena as evidence of the ‘spirit hypothesis’.

And here I have to admit I found the omission of psychology before Freud and Jung unfortunate. James is cited as a scholar of religion, but he was also the instigator of the American psychological profession, who also happened to be a psychical researcher. Together with another ‘professionalizer’ of psychology, Théodore Flournoy in Switzerland, James was heavily indebted to the inventor of the term telepathy, Frederic W. H. Myers. The latter doesn’t appear in the book at all, while Flournoy is mentioned in passing only in regard to Ferdinand de Saussure’s involvement in Flournoy’s psychological studies of mediumistic trance productions. Moreover, the dismissal of both spiritualism and psychical research by Wilhelm Wundt as the ‘father’ of professionalized psychology in Germany could have nicely illustrated a psychological ‘standard mode’ in the war against magic discussed in Josephson-Storm’s treatment of Tylor and Frazer: like other border-guards of professionalized psychology, Wundt relied on these anthropological frameworks to discredit uncritical spiritualism along with serious attempts to test and interpret its alleged phenomena. Moreover, Wundt’s anti-occultist polemics, in light of his assertions that his own psychological project was indebted to a quasi-mystical experience as well as the writings of mystics like Jakob Böhme, is another important example that would have served to support a main thesis of the book.

An appreciation of the significance of the occult during psychology’s professionalization might also have prevented the problematic statement that “for all the polemical attacks against superstition and magic, disenchanting efforts were only sporadically enforced within the disciplines” (p. 16). The ‘psychology of paranormal belief’, which I would describe as an industry with the sole intent of policing metaphysical deviance, is a direct outgrowth of polemical strategies by psychologists like Wundt and Joseph Jastrow. Historical contexts and debunkers’ own metaphysical commitments may have changed drastically, but orthodox psychology’s axiomatic dismissals of belief in magic and spirits still serve to shield the profession’s public image from ongoing associations with the occult in marginalized disciplines such as parapsychology.

Such quibbles aside, in my view The Myth of Disenchantment still stands head and shoulders above recent historical monographs on the modern Western occult. With its focus on continuities of magic in unexpected places, and demonstrations of how enchantment has often undermined itself through competing modes, a major distinguishing feature of the study is a complete lack of timidity, delving as it does straight into the heart of fiercely contested issues. Drawing on an impressive wealth of primary sources in various languages, Josephson-Storm shows a sure instinct for hidden treasures, and recovers significant associations of canonical figures with important, but now obscure, actors and ideas. Not all of his insights are fully unpacked, but the overall level of rigour and balance displayed by Josephson-Storm is so rare that I just might try my luck at sorcery, if that’s what it takes to make him continue this line of research.

Andreas Sommer is an independent scholar working on the history of the sciences and their cross-links with magic. His Wellcome Trust-funded doctoral thesis (UCL, 2013) reconstructed the formation of modern psychology in response to psychical research in Europe and the US, and won a Young Scholar Award from the International Union of History and Philosophy of Science and Technology. He held research posts at Cambridge University and has published various journal articles and chapters in edited books. He is currently working on a monograph expanding his earlier findings while running Forbidden Histories, a website distilling academic work in the history of science and magic to a broad, educated audience.